Chapter 20
Rigorous

Galois Theory — Fundamentals

00 · Symbol Glossary

$\mathrm{Aut}(K)$Automorphism group of K

The group of all bijective ring homomorphisms KKK\to K, under composition — a field's own internal symmetries.

$\mathrm{Gal}(K/F)$Galois group of K over F

{σAut(K):σ(a)=a for all aF}\{\sigma\in\mathrm{Aut}(K) : \sigma(a)=a \text{ for all } a\in F\} — the automorphisms of KK that leave FF completely untouched. The central object of this chapter.

$K^H$Fixed field of H

KH={aK:σ(a)=a for every σH}K^H = \{a\in K : \sigma(a)=a \text{ for every } \sigma\in H\}, for HGal(K/F)H\le\mathrm{Gal}(K/F) — the elements no automorphism in HH can move.

$\sigma|_E$Restriction of σ to E

The automorphism σ\sigma, viewed only as a map on a smaller subfield EE it happens to preserve — valid whenever σ(E)=E\sigma(E)=E.


01 · Automorphisms of a Field Extension

Definition — Galois Group

For an extension K/FK/F, define Gal(K/F):={σ:KK a field automorphism:σ(a)=a aF}\mathrm{Gal}(K/F) := \{\sigma: K\to K \text{ a field automorphism} : \sigma(a)=a\ \forall a\in F\}.

Example — $\mathrm{Gal}(\mathbb{Q}(\sqrt2)/\mathbb{Q})$

The only Q\mathbb{Q}-automorphisms of Q(2)\mathbb{Q}(\sqrt2) send 22\sqrt2\mapsto\sqrt2 or 22\sqrt2\mapsto-\sqrt2. There are exactly two, so the Galois group is Z2\mathbb{Z}_2. Every root of x22x^2-2 must map to a root, which is why only these two choices appear.

Theorem 20.1a — Gal(K/F) Is a Group

Gal(K/F)\mathrm{Gal}(K/F) is a group under composition.

Proof

Identity: idK\mathrm{id}_K fixes FF pointwise. Closure: if σ,τ\sigma,\tau both fix FF pointwise, so does στ\sigma\circ\tau: (στ)(a)=σ(τ(a))=σ(a)=a(\sigma\tau)(a)=\sigma(\tau(a))=\sigma(a)=a for aFa\in F. Inverses: if σ\sigma fixes aFa\in F, applying σ1\sigma^{-1} to σ(a)=a\sigma(a)=a gives a=σ1(a)a=\sigma^{-1}(a), so σ1\sigma^{-1} also fixes FF pointwise. Associativity is inherited from function composition.


02 · Automorphisms Permute Roots

Theorem 20.2 — Automorphisms Send Roots to Roots

If σGal(K/F)\sigma\in\mathrm{Gal}(K/F) and αK\alpha\in K satisfies f(α)=0f(\alpha)=0 for some fF[x]f\in F[x], then f(σ(α))=0f(\sigma(\alpha))=0 too.

Proof

Write f=aixif=\sum a_ix^i (aiFa_i\in F). Since σ\sigma is a ring homomorphism fixing FF: f(σ(α))=aiσ(α)i=σ(ai)σ(α)i=σ(aiαi)=σ(f(α))=σ(0)=0f(\sigma(\alpha)) = \sum a_i\sigma(\alpha)^i = \sum \sigma(a_i)\sigma(\alpha)^i = \sigma\Big(\sum a_i\alpha^i\Big) = \sigma(f(\alpha)) = \sigma(0)=0.

Corollary 20.3 — Gal(K/F) Embeds Into a Symmetric Group

If K=F(α1,,αn)K=F(\alpha_1,\ldots,\alpha_n) is the splitting field of fF[x]f\in F[x] with roots α1,,αn\alpha_1,\ldots,\alpha_n, then every σGal(K/F)\sigma\in\mathrm{Gal}(K/F) is completely determined by the permutation it induces on {α1,,αn}\{\alpha_1,\ldots,\alpha_n\}, giving an injective homomorphism Gal(K/F)Sn\mathrm{Gal}(K/F)\hookrightarrow S_n.

Proof

By Theorem 20.2, σ\sigma permutes {α1,,αn}\{\alpha_1,\ldots,\alpha_n\} among themselves (a root maps to a root of the same polynomial, and the roots are exactly this finite set). Since K=F(α1,,αn)K=F(\alpha_1,\ldots,\alpha_n), every element of KK is an FF-polynomial expression in the αi\alpha_i's; since σ\sigma fixes FF and is determined on each αi\alpha_i, it is determined on every such expression, hence on all of KK. The map σ(induced permutation of the αi)\sigma \mapsto (\text{induced permutation of the }\alpha_i) is therefore an injective function into SnS_n, and it's a homomorphism since composing automorphisms composes the induced permutations.


03 · Counting the Galois Group

Theorem 20.1 — |Gal(K/F)| = [K:F] for Separable Splitting Fields

If KK is the splitting field over FF of a separable polynomial fF[x]f\in F[x], then Gal(K/F)=[K:F]\lvert\mathrm{Gal}(K/F)\rvert = [K:F].

Proof

The induction has to be run on a stronger statement than the theorem itself, in the same shape as Theorem 19.2 — counting extensions of an arbitrary base isomorphism, not just automorphisms over a fixed base field. (Counting only automorphisms would leave no way to handle the intermediate stages, where α\alpha gets sent to a different root and the base map is no longer the identity.)

Claim. Let σ:FF\sigma: F\to F' be a field isomorphism, fF[x]f\in F[x] separable, KK a splitting field of ff over FF, and KK' a splitting field of σ(f)\sigma(f) over FF'. Then the number of isomorphisms KKK\to K' extending σ\sigma is exactly [K:F][K:F].

Theorem 20.1 is the special case F=FF'=F, σ=idF\sigma=\mathrm{id}_F, K=KK'=K: an isomorphism KKK\to K extending idF\mathrm{id}_F is precisely an element of Gal(K/F)\mathrm{Gal}(K/F).

Proof of the Claim, by induction on [K:F][K:F].

If [K:F]=1[K:F]=1, then K=FK=F, so ff splits into linear factors over FF; applying σ\sigma coefficientwise to that factorization shows σ(f)\sigma(f) splits over FF', so K=FK'=F' and σ\sigma itself is the only extension: exactly 1=[K:F]1=[K:F].

If [K:F]>1[K:F]>1, pick a root αKF\alpha\in K\setminus F of ff, with minimal polynomial p=mαp=m_\alpha over FF of degree d=[F(α):F]>1d=[F(\alpha):F]>1 (Theorem 18.4). Then pp is an irreducible factor of ff, so σ(p)\sigma(p) is an irreducible factor of σ(f)\sigma(f) (irreducibility transfers across σ\sigma, as in Theorem 19.2's proof), and σ(p)\sigma(p) has dd distinct roots in KK' — distinct because ff is separable and σ\sigma carries ff's factorization over to σ(f)\sigma(f)'s, preserving the absence of repeated roots.

Counting the possible images of α\alpha. Any extension τ:KK\tau: K\to K' of σ\sigma must send α\alpha to a root of σ(p)\sigma(p) in KK' (apply τ\tau to p(α)=0p(\alpha)=0 coefficientwise, exactly as in Theorem 20.2), so there are at most dd choices for τ(α)\tau(\alpha). Conversely, for each of the dd roots α\alpha' of σ(p)\sigma(p) in KK', Theorem 18.4's identifications F(α)F[x]/(p)F(\alpha)\cong F[x]/(p) and F(α)F[x]/(σ(p))F'(\alpha')\cong F'[x]/(\sigma(p)) compose with σ\sigma to give exactly one isomorphism σα:F(α)F(α)\sigma_{\alpha'}: F(\alpha)\to F'(\alpha') extending σ\sigma with αα\alpha\mapsto\alpha' — unique because the basis {1,α,,αd1}\{1,\alpha,\ldots,\alpha^{d-1}\} means the image of α\alpha determines the map completely.

Counting the extensions of each σα\sigma_{\alpha'}. Fix such an α\alpha'. Then KK is a splitting field of ff over F(α)F(\alpha) (adjoining ff's roots to the bigger base still gives KK), and KK' is a splitting field of σα(f)=σ(f)\sigma_{\alpha'}(f)=\sigma(f) over F(α)F'(\alpha'), with [K:F(α)]=[K:F]/d<[K:F][K:F(\alpha)] = [K:F]/d < [K:F] (Tower Law). The induction hypothesis, applied to the base isomorphism σα\sigma_{\alpha'}, gives exactly [K:F(α)][K:F(\alpha)] isomorphisms KKK\to K' extending σα\sigma_{\alpha'}.

Combining. Every extension τ\tau of σ\sigma restricts on F(α)F(\alpha) to σα\sigma_{\alpha'} for exactly one root α=τ(α)\alpha'=\tau(\alpha), so the extensions of σ\sigma are partitioned according to that choice — dd classes, each of size [K:F(α)][K:F(\alpha)]:

#{extensions of σ}=d[K:F(α)]=[F(α):F][K:F(α)]=[K:F]\#\{\text{extensions of }\sigma\} = d\cdot[K:F(\alpha)] = [F(\alpha):F]\cdot[K:F(\alpha)] = [K:F]

by the Tower Law. This proves the Claim, and with it Gal(K/F)=[K:F]\lvert\mathrm{Gal}(K/F)\rvert = [K:F].

Separability is doing real work

The proof needed "dd distinct roots" at each stage — exactly the separability hypothesis from Theorem 19.4. Without it, an irreducible factor could have fewer than dd distinct roots (a phenomenon possible only in characteristic pp), undercounting the automorphisms and breaking the equality. Since this course works over characteristic-0 base fields throughout, separability is automatic (Chapter 19, Section 05) and this subtlety never actually bites — but it explains why textbooks state this theorem with the separability hypothesis spelled out.


04 · Fixed Fields

Definition — Fixed Field

For HGal(K/F)H\le\mathrm{Gal}(K/F), KH:={aK:σ(a)=a σH}K^H := \{a\in K : \sigma(a)=a\ \forall\sigma\in H\}.

Theorem 20.4 — K^H Is an Intermediate Field

FKHKF\subseteq K^H\subseteq K, and KHK^H is a field.

Proof

FKHF\subseteq K^H: every σHGal(K/F)\sigma\in H\subseteq\mathrm{Gal}(K/F) fixes FF pointwise by definition, so FKHF\subseteq K^H. Field: if a,bKHa,b\in K^H, then for any σH\sigma\in H, σ(ab)=σ(a)σ(b)=ab\sigma(a-b)=\sigma(a)-\sigma(b)=a-b (ring homomorphism) so abKHa-b\in K^H; similarly σ(ab)=σ(a)σ(b)=ab\sigma(ab)=\sigma(a)\sigma(b)=ab, so abKHab\in K^H; and if a0a\neq0, σ(a1)=σ(a)1=a1\sigma(a^{-1})=\sigma(a)^{-1}=a^{-1} (Theorem 13.2), so a1KHa^{-1}\in K^H. By the subfield analog of Theorem 11.6, KHK^H is a field.


05 · The Fundamental Theorem of Galois Theory

Theorem 20.5 — Fundamental Theorem of Galois Theory

Let KK be the splitting field over FF of a separable polynomial, and G=Gal(K/F)G=\mathrm{Gal}(K/F). There is an inclusion-reversing bijection between subgroups HGH\le G and intermediate fields FEKF\subseteq E\subseteq K, given by HKHH\mapsto K^H and EGal(K/E)E\mapsto\mathrm{Gal}(K/E), satisfying:

(a) [K:E]=Gal(K/E)[K:E] = \lvert\mathrm{Gal}(K/E)\rvert and [E:F]=[G:Gal(K/E)][E:F] = [G:\mathrm{Gal}(K/E)].

(b) E/FE/F is itself a splitting field over FF (equivalently, "normal") if and only if Gal(K/E)G\mathrm{Gal}(K/E)\trianglelefteq G, in which case Gal(E/F)G/Gal(K/E)\mathrm{Gal}(E/F) \cong G/\mathrm{Gal}(K/E).

What this chapter proves directly, and what it takes as given

Part (a)'s formula [K:E]=Gal(K/E)[K:E]=\lvert\mathrm{Gal}(K/E)\rvert for the specific intermediate fields E=KHE=K^H built from a subgroup follows immediately from Theorem 20.1 (applied with base field KHK^H instead of FFKK remains a splitting field of the same separable polynomial over the larger base KHK^H). The remaining fact needed for full generality — that KGal(K/E)=EK^{\mathrm{Gal}(K/E)}=E exactly, for every intermediate field EE, so that the correspondence is a genuine bijection touching every subgroup and every intermediate field — is a real theorem (often called Artin's Lemma, on the linear independence of distinct field automorphisms as functions) that we take as given here, in the same spirit as the field of fractions and algebraic closure constructions. Part (b)'s harder direction (normal subgroup     \implies splitting field) also relies on it. This chapter proves everything else directly.

Theorem 20.6 — Splitting Subextensions Give Normal Subgroups

If FEKF\subseteq E\subseteq K and EE is itself the splitting field over FF of some gF[x]g\in F[x], then Gal(K/E)Gal(K/F)\mathrm{Gal}(K/E) \trianglelefteq \mathrm{Gal}(K/F), and Gal(E/F)Gal(K/F)/Gal(K/E)\mathrm{Gal}(E/F) \cong \mathrm{Gal}(K/F)/\mathrm{Gal}(K/E).

Proof

σ(E)=E\sigma(E)=E for every σG:=Gal(K/F)\sigma\in G:=\mathrm{Gal}(K/F). Since E=F(β1,,βm)E=F(\beta_1,\ldots,\beta_m) for the roots βi\beta_i of gg, and σ\sigma permutes these roots among themselves (Theorem 20.2), σ\sigma maps EE (generated by the βi\beta_i over FF, with σ\sigma fixing FF) onto itself.

Normality. For σG\sigma\in G, τGal(K/E)\tau\in\mathrm{Gal}(K/E), and eEe\in E: since σ(E)=E\sigma(E)=E, σ1(e)E\sigma^{-1}(e)\in E, so τ(σ1(e))=σ1(e)\tau(\sigma^{-1}(e))=\sigma^{-1}(e) (as τ\tau fixes EE pointwise). Then (στσ1)(e)=σ(σ1(e))=e(\sigma\tau\sigma^{-1})(e) = \sigma(\sigma^{-1}(e)) = e. So στσ1\sigma\tau\sigma^{-1} fixes EE pointwise for every eEe\in E, i.e. στσ1Gal(K/E)\sigma\tau\sigma^{-1}\in\mathrm{Gal}(K/E). Hence Gal(K/E)G\mathrm{Gal}(K/E)\trianglelefteq G.

The quotient isomorphism. Since σ(E)=E\sigma(E)=E for every σG\sigma\in G, define ρ:GGal(E/F)\rho: G\to\mathrm{Gal}(E/F) by ρ(σ)=σE\rho(\sigma) = \sigma|_E (the restriction, a genuine automorphism of EE fixing FF, by the previous paragraph). ρ\rho is a homomorphism: ρ(σ1σ2)=(σ1σ2)E=σ1Eσ2E=ρ(σ1)ρ(σ2)\rho(\sigma_1\sigma_2) = (\sigma_1\sigma_2)|_E = \sigma_1|_E\circ\sigma_2|_E = \rho(\sigma_1)\rho(\sigma_2).

kerρ={σG:σE=idE}=Gal(K/E)\ker\rho = \{\sigma\in G : \sigma|_E=\mathrm{id}_E\} = \mathrm{Gal}(K/E), exactly.

Surjective: given any τ0Gal(E/F)\tau_0\in\mathrm{Gal}(E/F), apply Theorem 19.2 (Isomorphism Extension Theorem) with the base isomorphism τ0:EE\tau_0: E\to E and the polynomial ff — the separable polynomial whose splitting field over FF is KK (not gg: since EE is already the splitting field of gg over FF, gg splits completely inside EE, so the splitting field of gg over EE is EE itself, not KK). Two facts make Theorem 19.2 applicable: KK is the splitting field of ff over EE as well as over FF (adjoining ff's roots to the larger base EE still produces exactly KK), and τ0(f)=f\tau_0(f)=f, since ff's coefficients lie in FF and τ0\tau_0 fixes FF pointwise. So τ0\tau_0 extends to an isomorphism τ:KK\tau: K\to K, i.e. an automorphism of KK. It fixes FF pointwise because it restricts to τ0\tau_0 on EFE\supseteq F and τ0\tau_0 fixes FF. Hence τG\tau\in G and ρ(τ)=τE=τ0\rho(\tau)=\tau|_E=\tau_0.

By the First Isomorphism Theorem (Theorem 6.5): G/kerρimρG/\ker\rho \cong \mathrm{im}\,\rho, i.e. G/Gal(K/E)Gal(E/F)G/\mathrm{Gal}(K/E) \cong \mathrm{Gal}(E/F).


06 · A Worked Galois Group

Step-by-step — Computing $\mathrm{Gal}(\mathbb{Q}(\sqrt[3]2,\omega)/\mathbb{Q})$
1
Recall the splitting field: K=Q(23,ω)K=\mathbb{Q}(\sqrt[3]2,\omega) is the splitting field of x32x^3-2 over Q\mathbb{Q}, with [K:Q]=6[K:\mathbb{Q}]=6 (Chapter 19, Section 06).
2
Check separability: Q\mathbb{Q} has characteristic 0, so x32x^3-2 (irreducible, Exercise 18.2) is automatically separable (Chapter 19, Section 05).
3
Apply Theorem 20.1: Gal(K/Q)=[K:Q]=6\lvert\mathrm{Gal}(K/\mathbb{Q})\rvert = [K:\mathbb{Q}] = 6.
4
Apply Corollary 20.3: Gal(K/Q)\mathrm{Gal}(K/\mathbb{Q}) embeds injectively into S3S_3 (permutations of the 3 roots 23,23ω,23ω2\sqrt[3]2,\sqrt[3]2\,\omega,\sqrt[3]2\,\omega^2).
5
Conclude: an injective map from a 6-element group into S3S_3 (itself of order 3!=63!=6) must be a bijection (injective between equal finite sets). So Gal(K/Q)S3\mathrm{Gal}(K/\mathbb{Q}) \cong S_3 — matching the concrete symmetries observed: one automorphism cyclically permutes the three cube roots (order 3, like rr in D3S3D_3\cong S_3), another swaps two roots while fixing the real one (order 2, like a reflection).
Setting up Chapter 21

Gal(x32)S3\mathrm{Gal}(x^3-2) \cong S_3 is nonabelian. Chapter 21 shows this single fact — the Galois group failing to be solvable in a specific group-theoretic sense — is exactly what would obstruct expressing a cubic's roots by radicals, except that S3S_3 (unlike S5S_5 and beyond) happens to still be solvable, consistent with the classical fact that cubics do have a radical formula (Cardano's).


07 · Exercises

EXERCISE 20.1

Apply Theorem 20.1 directly: is x22x^2-2 separable over Q\mathbb{Q}, and what is [Q(2):Q][\mathbb{Q}(\sqrt2):\mathbb{Q}]?

Q\mathbb{Q} has characteristic 0, so x22x^2-2 (irreducible, Chapter 18) is separable. [Q(2):Q]=2[\mathbb{Q}(\sqrt2):\mathbb{Q}]=2. By Theorem 20.1, Gal(Q(2)/Q)=2\lvert\mathrm{Gal}(\mathbb{Q}(\sqrt2)/\mathbb{Q})\rvert = 2: the Galois group has exactly two elements, the identity and the automorphism sending 22\sqrt2\mapsto-\sqrt2.

Find Gal(Q(2)/Q)\lvert\mathrm{Gal}(\mathbb{Q}(\sqrt2)/\mathbb{Q})\rvert using Theorem 20.1, and describe its nonidentity element.

EXERCISE 20.2

Apply Corollary 20.3: how many roots does x32x^3-2 have, and what's the largest possible embedding target?

x32x^3-2 has 3 roots, so by Corollary 20.3, Gal(K/Q)\mathrm{Gal}(K/\mathbb{Q}) embeds into S3S_3, which has order 3!=63!=6. Combined with Theorem 20.1 giving Gal(K/Q)=6=S3\lvert\mathrm{Gal}(K/\mathbb{Q})\rvert=6=\lvert S_3\rvert exactly (Section 06), the embedding must be onto: every permutation of the 3 roots is realized by some automorphism.

Explain, using Corollary 20.3 and Section 06's computation, why Gal(Q(23,ω)/Q)\mathrm{Gal}(\mathbb{Q}(\sqrt[3]2,\omega)/\mathbb{Q}) must act as all of S3S_3 on the three roots of x32x^3-2, not just some subgroup.

EXERCISE 20.3

Recall from Chapter 19 that Q(23)\mathbb{Q}(\sqrt[3]2) is not itself a splitting field. Apply Theorem 20.6's hypothesis check.

E=Q(23)E=\mathbb{Q}(\sqrt[3]2) is not a splitting field of any polynomial over Q\mathbb{Q} that has 23\sqrt[3]2 as a root while staying inside EE — specifically, x32x^3-2's other two roots (23ω,23ω2\sqrt[3]2\,\omega,\sqrt[3]2\,\omega^2) are not in ERE\subset\mathbb{R}, so EE fails to contain all roots of the polynomial it's generated by. Theorem 20.6's hypothesis ("EE is itself the splitting field of some gg over FF") is not met, so the theorem gives no conclusion about whether Gal(K/E)\mathrm{Gal}(K/E) is normal in Gal(K/Q)\mathrm{Gal}(K/\mathbb{Q}) — and indeed it is not (a subgroup of order 6/3=26/3=2 inside S3S_3, generated by a single transposition, is never normal in S3S_3, matching S3S_3's well-known subgroup structure).

Does Theorem 20.6 apply to E=Q(23)E=\mathbb{Q}(\sqrt[3]2) inside K=Q(23,ω)K=\mathbb{Q}(\sqrt[3]2,\omega)? Explain why or why not.


08 · Chapter Summary

ConceptStatement
Gal(K/F)\mathrm{Gal}(K/F)Automorphisms of KK fixing FF pointwise; a group (Thm 20.1a)
Automorphisms permute rootsσ\sigma sends roots of fF[x]f\in F[x] to roots of ff (Thm 20.2)
Embedding into SnS_nGal(K/F)Sn\mathrm{Gal}(K/F) \hookrightarrow S_n for a splitting field with nn roots (Cor 20.3)
Order formulaGal(K/F)=[K:F]\lvert\mathrm{Gal}(K/F)\rvert = [K:F] for separable splitting fields (Thm 20.1)
Fixed field KHK^HIntermediate field between FF and KK (Thm 20.4)
Fundamental TheoremBijective, inclusion-reversing correspondence HKHH\leftrightarrow K^H (Thm 20.5)
Normal subextensionsSplitting subfield EE     Gal(K/E)G\implies \mathrm{Gal}(K/E)\trianglelefteq G, Gal(E/F)G/Gal(K/E)\mathrm{Gal}(E/F)\cong G/\mathrm{Gal}(K/E) (Thm 20.6)
Gal(x32)\mathrm{Gal}(x^3-2)S3\cong S_3, nonabelian

Next: Chapter 21 — Galois Theory: Solvability by Radicals connects the group-theoretic structure of Gal(K/F)\mathrm{Gal}(K/F) to whether a polynomial's roots can be expressed using radicals, culminating in the classical proof that no such formula exists for general degree-5 polynomials.